Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02037 | 03/23/2020 | Claimant(s): James Bishopp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunAmerica Securities., National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-01876 | 03/18/2020 | Claimant(s): Michael Kolacz Claimant Lawyers(s): Nicholas Dale Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX | ||
| 19-01256 | 11/20/2019 | Claimant(s): Daniel Kress Claimant Lawyers(s): Alexander K. Cox Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Pittsburgh, PA | ||
| 19-00473 | 10/01/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 19-00986 | 09/30/2019 | Claimant(s): William Zenk Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ | ||
| 18-04027 | 06/28/2019 | Claimant(s): Hatem Dhiab Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Rosa Linda Guadarrama Hearing Site: Los Angeles, CA |