| 20-02029 | 12/09/2022 | Claimant(s): Shannon Zoller
Claimant Lawyers(s): Linda D Friedman
Respondent(s): Daniel Veatch, Jonathan Jameson, Reidan Cruz, Robert Hofeditz, GCA Advisors
Respondent Lawyers(s): Diane M. Doolittle
Arbitrator(s): David H. S. Commins, Alden Sharp Adkins, Thomas Arthur Cohen
Hearing Site: San Francisco, CA
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| 21-02043 | 03/22/2022 | Claimant(s): David Amann
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 19-01670 | 03/03/2021 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Mildred Patubo
Respondent Lawyers(s): Benjamin Winograd
Arbitrator(s): Dennis Markham Smith, Alden Sharp Adkins, Eduardo Barocio
Hearing Site: San Francisco, CA
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| 18-02429 | 11/11/2020 | Claimant(s): Pablo Marull
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Gloria Greco, Jennifer Krone, Merrill Lynch Pierce Fenner & Smith Inc., Roland Burgess, Wilfred Gallinek, William Thomas
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Arocles Aguilar, Alden Sharp Adkins, Page R Barnes
Hearing Site: San Francisco, CA
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| 20-00911 | 11/10/2020 | Claimant(s): John Scambray
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 20-01727 | 11/04/2020 | Claimant(s): Christopher Simmons
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 16-03708 | 12/13/2018 | Claimant(s): Lionel Shaw
Claimant Lawyers(s): Garet D. O'Keefe
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Michelle Judy Brant, Alden Sharp Adkins, Roland Neil Burgess
Hearing Site: San Francisco, CA
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| 11-01801 | 03/08/2013 | Claimant(s): Humberto Salinas
Claimant Lawyers(s): Thomas J. Meagher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Daniel M. Yamshon, Robert Mallin Hirsch, Alden Sharp Adkins
Hearing Site: San Francisco, CA
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