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FINRA Awards for Citigroup Global Markets.

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Displaying 291-300 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0574405/27/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Thomas Stoner
Respondent Lawyers(s): Thomas Lee Stoner
Arbitrator(s): Mary Margaret Bush
Hearing Site: Anchorage, AK
09-0380805/26/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jacob Ewart
Respondent(s): Kevin Salk
Respondent Lawyers(s): Kevin Craig Salk
Arbitrator(s): Jeffrey E. Skogsbergh
Hearing Site: Los Angeles, CA
08-0312304/30/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): Bruce Wall, David Mattia, Douglas Smith, George Dunn, Jeffrey Santos, Jeffrey Wagner, Lori Van Dusen, Peter Dunne, Richard Vankuren, Thomas Hawks, Winship Ross
Respondent Lawyers(s): Judd Spray, Marc Greenwald, Peter E. Calamari
Arbitrator(s): Robert Paulger Linn, Albert D. Sturtevant, Baunita M. Greer
Hearing Site: Washington, DC
08-0488104/23/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Scott Nicol
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Larry C. Kreul, D. Michael Kratchman, Garrick A. Rollert
Hearing Site: Detroit, MI
08-0090304/22/2010Claimant(s): Judith Zenowich
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Diane Getzler, C. Sidney Lester, Marilyn J. Salzman
Hearing Site: New York, NY
09-0548404/20/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Jose Rosario
Respondent Lawyers(s): Jose Rosario
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
07-0047804/07/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jake Ewart
Respondent(s): Jodie Cohen, Nathan Lorbietzki, Robert Barron
Respondent Lawyers(s): L. Christopher Rose, Michael Jake Ewart
Arbitrator(s): Alan J. Duncan, William E. Winfield, David L. Moran
Hearing Site: Las Vegas, NV
08-0307003/31/2010Claimant(s): Steven Esposito
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Erin E. Mac Avoy
Arbitrator(s): Theodore L. Leeb, Epaminondas Eddie Manelis, John C. Bierbusse
Hearing Site: Chicago, IL
08-0419103/23/2010Claimant(s): David Pichler
Claimant Lawyers(s): Leonard B. Pack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Katrina L. Baker
Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro
Hearing Site: New York, NY
09-0564603/18/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Daniel Ashby
Respondent Lawyers(s): Daniel Peter Ashby
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA

419 Results

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