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FINRA Awards for Citigroup Global Markets.

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Displaying 151-160 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0188802/26/2018Claimant(s): Susanna Bracke
Claimant Lawyers(s): Adam M. Kauff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
17-0165902/16/2018Claimant(s): Douglas Eikenberry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
17-0164101/25/2018Claimant(s): Mark Soukup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Joseph Charles Kennedy
Hearing Site: Boston, MA
17-0134801/02/2018Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Manoj R. Andalkar
Respondent(s): Stephanie Yoingco
Respondent Lawyers(s): Stephanie Ann Yoingco
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
17-0126212/26/2017Claimant(s): Scott Jaffe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
16-0337112/22/2017Claimant(s): Fillip Gershon
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
17-0104912/01/2017Claimant(s): R. Mark Castle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
17-0045711/30/2017Claimant(s): Mark Schulten
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
17-0175911/30/2017Claimant(s): Terry Zickerman
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
17-0253211/27/2017Claimant(s): Kenneth Wise
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI

419 Results

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