Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01846 | 12/01/2017 | Claimant(s): Southeast Investments, N.C.. Claimant Lawyers(s): Frank H Black Respondent(s): Michael Lessard Respondent Lawyers(s): James W. Sheedy Arbitrator(s): Leonard E. Benade Hearing Site: Charlotte, NC | ||
| 17-00438 | 11/21/2017 | Claimant(s): Robert Carlson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Richard E. Miley Hearing Site: Charlotte, NC | ||
| 16-03138 | 08/29/2017 | Claimant(s): Derek Copeland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Lisa Bass Morris Hearing Site: Charlotte, NC | ||
| 17-00117 | 08/18/2017 | Claimant(s): Dean Williamson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Dickinson & Co. Respondent Lawyers(s): Nancy Van Hauen Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC | ||
| 17-00542 | 08/02/2017 | Claimant(s): Securities America. Claimant Lawyers(s): Christina Heller Respondent(s): Jollene Austin Respondent Lawyers(s): Jollene Jill Austin Arbitrator(s): Christopher M. McMurray Hearing Site: Charlotte, NC | ||
| 15-01223 | 03/29/2017 | Claimant(s): Richard White Claimant Lawyers(s): Joseph M. Pastore Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Kevin J. Dalton Arbitrator(s): Robert H. Putnam, David M. Levine, William Finley Hamel Hearing Site: Charlotte, NC | ||
| 16-02547 | 03/07/2017 | Claimant(s): Dean Williamson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 16-02249 | 02/23/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Nancy Griffith Respondent Lawyers(s): Nancy Putnam Griffith Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 15-03014 | 09/26/2016 | Claimant(s): Todd Schwendiman Claimant Lawyers(s): Todd Gary Schwendiman Respondent(s): Alternative Asset Investment Management Respondent Lawyers(s): Victor Park Arbitrator(s): Robert N. Leitch Hearing Site: Charlotte, NC | ||
| 15-00660 | 08/30/2016 | Claimant(s): Casey Sutton Claimant Lawyers(s): Robert A. Bracken Respondent(s): Pruco Securities. Respondent Lawyers(s): Lorie E. Almon Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Lisa Bass Morris Hearing Site: Charlotte, NC |