FINRA Awards for Ezio E. Borchini

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01154	12/09/2021	Claimant(s): Michael Bolen Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Richard P. Regan, Ezio Borchini, Christopher M. McMurray Hearing Site: Washington, DC
12-03433	12/23/2014	Claimant(s): Scott Mccaskill Claimant Lawyers(s): David J. Cosgrove Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Douglas Earl McLaren, Ezio E. Borchini, Tina E. Patterson Hearing Site: Baltimore, MD
13-01661	10/27/2014	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Francis X. Dee Respondent(s): Gary Padussis Respondent Lawyers(s): E. Patrick McDermott Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, J. Snowden Stanley Hearing Site: Baltimore, MD
11-04009	11/27/2012	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Wells Fargo Advisors Financial Network, Ellen Boyce Respondent Lawyers(s): Jordan D. Becker, Thomas Bradford Lewis Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, Jane Kwok Ping Tam Hearing Site: Baltimore, MD