Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01591 | 04/07/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lefcourt Financial Group. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-02739 | 03/29/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 20-01975 | 03/05/2021 | Claimant(s): Russell Abbott Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-01670 | 03/03/2021 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin MacAvoy Respondent(s): Mildred Patubo Respondent Lawyers(s): Benjamin Winograd Arbitrator(s): Dennis Markham Smith, Alden Sharp Adkins, Eduardo Barocio Hearing Site: San Francisco, CA | ||
| 20-01974 | 02/09/2021 | Claimant(s): Russell Abbott Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-01593 | 02/02/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lion Street Financial Respondent Lawyers(s): John Burmeister Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 20-01592 | 01/29/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): William A. Gottlieb Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 20-01436 | 11/27/2020 | Claimant(s): Elliot Ichinose Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-00726 | 11/25/2020 | Claimant(s): Russell Strickler Claimant Lawyers(s): Benjamin Winograd Respondent(s): Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 20-00525 | 11/13/2020 | Claimant(s): Norman Lautrup Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO |