Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00144 | 05/02/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Joseph Befera Respondent Lawyers(s): Joseph G. Befera Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL | ||
| 18-02752 | 04/25/2019 | Claimant(s): Byron Holz Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): American General Securities Incorporated Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Richard R. Logsdon Hearing Site: Tampa, FL | ||
| 18-01984 | 03/27/2019 | Claimant(s): Brian Thomas Claimant Lawyers(s): Michelle Atlas Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 18-02141 | 03/11/2019 | Claimant(s): Evan Guido Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Wendy L. Schueller Arbitrator(s): Ian S. Greig Hearing Site: Tampa, FL | ||
| 17-00253 | 03/05/2019 | Claimant(s): James Hall Claimant Lawyers(s): Andre R. Perron Respondent(s): Michael Rees Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton Hearing Site: Tampa, FL | ||
| 18-03601 | 01/21/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Rameshwar Ramcharran Respondent Lawyers(s): Rameshwar Ramcharran Arbitrator(s): Gregory D. Hoffmann Hearing Site: Tampa, FL | ||
| 18-02716 | 12/18/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Elio F. Martinez Respondent(s): Peter Walsworth Respondent Lawyers(s): Peter James Walsworth Arbitrator(s): Muriel Desloovere Hearing Site: Tampa, FL | ||
| 18-00670 | 12/03/2018 | Claimant(s): Richard Happle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 18-00245 | 11/09/2018 | Claimant(s): Robert Harwood Claimant Lawyers(s): Eric Litow Respondent(s): Trustmont Financial Group. Respondent Lawyers(s): Anthony C. Hladek Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 17-02106 | 10/23/2018 | Claimant(s): Brian Stone Claimant Lawyers(s): Peter B King Respondent(s): Pacific Select Distributors Respondent Lawyers(s): Jennifer S. Bullock Arbitrator(s): Langfred W. White, Jerrold E. Slutzky, Marilyn K. Dirks Hearing Site: Tampa, FL |