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FINRA Awards for Leonard J. Meyer

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0063308/09/2021Claimant(s): Thomas Archer
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Elena DiIorio, Jonathan Charles Day, Bill Ray Haley
Hearing Site: Houston, TX
17-0061104/15/2019Claimant(s): Neal Carlson
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Brian James Tagtmeier, Gary Jason Fischman, R. Michelle Boldon
Hearing Site: Houston, TX
11-0168108/27/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randall Fisher
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Dennis S. Boxeur, Michael E. Nelson, Van R. Oliver
Hearing Site: Wichita, KS
10-0037508/03/2012Claimant(s): Chris Jones, Wealth Rescue Strategies.
Claimant Lawyers(s): Clifford B. Altfeld, Todd S. Neal
Respondent(s): David Wheless, Robert Thompson, Sally Thompson, First Texas Alliance Corporation, NuSource Financial Group
Respondent Lawyers(s): Leonard J. Meyer, Mitchell S. Ostwald
Arbitrator(s): Harvey C. Flodin, Gunnar Thowsen, Nancy J. Spieczny
Hearing Site: San Diego, CA
09-0606610/21/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Christopher St. Laurent
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Mark A. Myers, Jeff Kilgore, Carlton A. Butler
Hearing Site: Houston, TX
09-0090607/25/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Steven Williams
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco
Hearing Site: Dallas, TX
09-0602003/07/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): William Livingston Coster
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Maxel (Bud) B. Silverberg, Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX

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