Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elijah Grant Goble | 6760147 | 1 | 04/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alberto Valdes | 4378138 | 2 | 09/15/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Melissa Roque | 6410688 | 1 | 08/25/2021 | Customer Dispute | Settled | $60,399.00 | $0.00 | See FINRA Report |
| Svetlana Arzhelik | 2419392 | 2 | 08/16/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hong Pan | 6162194 | 2 | 04/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Francis Asugya Abanga | 5430296 | 1 | 12/09/2019 | Customer Dispute | Settled | $1,996.57 | $0.00 | See FINRA Report |
| Mark Charles Jaffe | 1893479 | 1 | 02/08/2019 | Customer Dispute | Settled | $164,555.00 | $0.00 | See FINRA Report |
| Hipolito Claudio Rosario | 4295062 | 3 | 06/11/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carlo E Rossell | 4327532 | 6 | 04/23/2018 | Customer Dispute | Settled | $784,185.00 | $0.00 | See FINRA Report |
| Anna Huiping Li | 2890588 | 2 | 11/18/2017 | Customer Dispute | Settled | $10,140.00 | $0.00 | See FINRA Report |