Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sumeet S Kapur | 5228227 | 1 | 09/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Daoust | 4572845 | 1 | 07/06/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Max Giglia | 7394467 | 1 | 02/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandi Burrow | 7622071 | 12 | 02/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Galloway | 6879799 | 1 | 09/26/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Talbott | 6549015 | 1 | 11/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Schaustal | 7112014 | 1 | 05/08/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Aliseo | 4135320 | 1 | 07/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Steed | 6068309 | 1 | 04/14/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Oh | 5885535 | 1 | 02/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |