Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sammy C. Chang | 4610373 | 2 | 10/13/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sumeet S Kapur | 5228227 | 1 | 09/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jenny McClellan | 6301386 | 3 | 12/24/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Daoust | 4572845 | 1 | 07/06/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Miguel Romo | 2642020 | 1 | 05/21/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Max Giglia | 7394467 | 1 | 02/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Galloway | 6879799 | 1 | 09/26/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ulises Diaz | 6409687 | 1 | 11/30/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge Ezequiel Martinez | 6832574 | 1 | 10/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Cook Furman | 4289000 | 1 | 07/30/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |