Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Ulloa | 3245673 | 3 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Roy Goldberg | 1530763 | 2 | 07/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lance J Gill | 5029905 | 2 | 06/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Perkins | 5305952 | 1 | 03/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Simon | 1422720 | 2 | 12/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brandi Burrow | 7622071 | 12 | 09/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi Burrow | 7622071 | 12 | 09/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi Burrow | 7622071 | 12 | 08/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lance J Gill | 5029905 | 2 | 07/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Lynn Moldenhauer | 7631504 | 6 | 06/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |