Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nazia B. Rathore | 7032211 | 1 | 06/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Roche | 3030220 | 1 | 01/10/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Noelia Patricia Artigas Herrera | 6887173 | 1 | 10/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cazimar E. Nieves | 5696149 | 1 | 06/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Michael Santucci | 5302650 | 1 | 06/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ellen Waserstein | 705884 | 2 | 11/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ying Sun | 4693744 | 1 | 05/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrea Mangano | 2543101 | 2 | 11/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerry Aroneo | 1893787 | 1 | 08/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Adler | 2897121 | 3 | 09/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |