Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandro Gonzalez | 6576380 | 1 | 05/30/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cindy Nguyen Pheng | 5994645 | 1 | 03/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cazimar E Nieves | 5696149 | 1 | 06/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Mezzasalma | 7030058 | 1 | 05/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ying Sun | 4693744 | 1 | 05/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andre Mangano | 2543101 | 2 | 11/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ying Lu | 5924332 | 1 | 07/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Adler | 2897121 | 3 | 09/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Anthony Vera | 4775040 | 2 | 06/04/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hugo Real | 6816626 | 2 | 05/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |