Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodolfo Vela | 5046133 | 1 | 01/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elaine C Freeman | 2544891 | 1 | 11/17/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Garcia Kolm | 1650929 | 2 | 12/04/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Garcia Kolm | 1650929 | 2 | 09/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Omar Ramirez | 1806917 | 5 | 02/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randolph Kendall Feliz | 2646009 | 3 | 09/02/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Maisto Jacobson | 2253123 | 2 | 03/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William J Wilson | 2021543 | 2 | 07/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |