Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Vincent Smith | 6441182 | 1 | 08/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lingzhi Zhang | 7730822 | 1 | 06/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monica Elisa Belaval | 6123315 | 1 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Perceleanu | 4432324 | 2 | 03/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khadijah Bey Jenkins | 4004002 | 1 | 03/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rohith Chakrapani Adavikolanu | 5813949 | 1 | 03/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pantea Peidaee | 6620116 | 1 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Geoffrey Nicholson | 5963774 | 2 | 12/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrita Shamsher Prova | 6695050 | 1 | 11/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Lantigua | 3203695 | 2 | 10/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |