Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Adeyinka Osho | 7220600 | 1 | 11/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shahryar Mahbub | 2368592 | 1 | 11/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles P Churchill | 1659399 | 5 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard H Moorhead | 1082335 | 1 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Geoffrey Nicholson | 5963774 | 1 | 05/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert J Smith | 7218826 | 2 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathy Inglot | 4902558 | 1 | 04/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Frederick Smartt | 2995694 | 1 | 04/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Carl Webster | 5406126 | 1 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Lantigua | 3203695 | 1 | 12/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |