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FINRA Broker Disclosures for Citigroup Global Markets Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 293 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lynn K Tsang5754911107/08/2024Customer DisputeClosed-No Action$52,421.60$0.00See FINRA Report
Brian Sodol2760345106/21/2024Customer DisputePending$1,600,000.00$0.00See FINRA Report
Robert Ivan Schwartz1306571306/20/2024Customer DisputeClosed-No Action$75,000.00$0.00See FINRA Report
Kevin Robert Cohen6403602106/20/2024Customer DisputeClosed-No Action$75,000.00$0.00See FINRA Report
Jorge Menendez5138358212/11/2023Customer DisputePending$800,000.00$0.00See FINRA Report
Linxin Chen6121776110/17/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Bryan Marett McDavid5704311110/03/2023Customer DisputePending$4,500,000.00$0.00See FINRA Report
Edgardo Luis Ortiz Flores5931940110/02/2023Customer DisputeDenied$5,528.00$0.00See FINRA Report
Thomas Paul Tibaldi2672406508/07/2023Customer DisputePending$55,000.00$0.00See FINRA Report
Angel Ruben Tineo1411558408/03/2023Customer DisputeSettled$0.00$0.00See FINRA Report

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