Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lynn K Tsang | 5754911 | 1 | 07/08/2024 | Customer Dispute | Closed-No Action | $52,421.60 | $0.00 | See FINRA Report |
Brian Sodol | 2760345 | 1 | 06/21/2024 | Customer Dispute | Pending | $1,600,000.00 | $0.00 | See FINRA Report |
Robert Ivan Schwartz | 1306571 | 3 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
Kevin Robert Cohen | 6403602 | 1 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
Jorge Menendez | 5138358 | 2 | 12/11/2023 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
Linxin Chen | 6121776 | 1 | 10/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Bryan Marett McDavid | 5704311 | 1 | 10/03/2023 | Customer Dispute | Pending | $4,500,000.00 | $0.00 | See FINRA Report |
Edgardo Luis Ortiz Flores | 5931940 | 1 | 10/02/2023 | Customer Dispute | Denied | $5,528.00 | $0.00 | See FINRA Report |
Thomas Paul Tibaldi | 2672406 | 5 | 08/07/2023 | Customer Dispute | Pending | $55,000.00 | $0.00 | See FINRA Report |
Angel Ruben Tineo | 1411558 | 4 | 08/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |