Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey David Wrobel | 1871144 | 1 | 08/29/2022 | Customer Dispute | Denied | $26,338.30 | $0.00 | See FINRA Report |
| Hong Pan | 6162194 | 2 | 07/27/2022 | Customer Dispute | Denied | $20,818.00 | $0.00 | See FINRA Report |
| Jane Bachmann | 2223704 | 1 | 03/31/2022 | Customer Dispute | Denied | $111,478.00 | $0.00 | See FINRA Report |
| David Giuffrida | 5857749 | 1 | 03/31/2022 | Customer Dispute | Denied | $111,478.00 | $0.00 | See FINRA Report |
| Joshua Clayton Kerr | 7140812 | 1 | 09/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 01/11/2021 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Anirudh D Sulibhavi | 4490111 | 1 | 12/08/2020 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 04/21/2020 | Customer Dispute | Denied | $31,586.60 | $0.00 | See FINRA Report |
| Magda Carolina Castro | 6289000 | 2 | 03/26/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Douglas Lang | 2541699 | 1 | 03/23/2020 | Customer Dispute | Denied | $363,891.00 | $0.00 | See FINRA Report |