Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Dahl | 1851799 | 1 | 03/30/2023 | Customer Dispute | Award / Judgment | $20,000.00 | $20,000.00 | See FINRA Report |
| Joseph Anthony Slechta | 2719067 | 1 | 03/14/2022 | Customer Dispute | Award / Judgment | $7,530,290.00 | $0.00 | See FINRA Report |
| Brad Perry Goldberg | 2328807 | 1 | 03/14/2022 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |
| Amy Elizabeth Elias | 4414763 | 2 | 09/23/2015 | Customer Dispute | Award / Judgment | $35,386.00 | $10,000.00 | See FINRA Report |
| Paul Thomas Ulanich | 2950232 | 4 | 06/18/2015 | Customer Dispute | Award / Judgment | $80,000.00 | $30,000.00 | See FINRA Report |
| David W Orleans | 4290090 | 1 | 02/07/2014 | Customer Dispute | Award / Judgment | $13,600,000.00 | $2,250,000.00 | See FINRA Report |
| Drew Ira Newman | 2315248 | 3 | 01/16/1998 | Customer Dispute | Award / Judgment | $7,189.00 | $3,934.00 | See FINRA Report |
| Paul Jason Mora | 2632051 | 2 | 05/22/1997 | Customer Dispute | Award / Judgment | $285,580.00 | $1,000.00 | See FINRA Report |