Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Vincent Smith | 6441182 | 1 | 08/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn K Tsang | 5754911 | 1 | 07/08/2024 | Customer Dispute | Closed-No Action | $52,421.60 | $0.00 | See FINRA Report |
| Lingzhi Zhang | 7730822 | 1 | 06/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Sodol | 2760345 | 1 | 06/21/2024 | Customer Dispute | Pending | $1,600,000.00 | $0.00 | See FINRA Report |
| Robert Ivan Schwartz | 1306571 | 3 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Kevin Robert Cohen | 6403602 | 1 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Monica Elisa Belaval | 6123315 | 1 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Perceleanu | 4432324 | 2 | 03/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khadijah Bey Jenkins | 4004002 | 1 | 03/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rohith Chakrapani Adavikolanu | 5813949 | 1 | 03/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |