Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hipolito Claudio Rosario | 4295062 | 3 | 02/29/2012 | Customer Dispute | Dismissed | $370,000.00 | $0.00 | See FINRA Report |
| Stephen Vincent Dolan | 1439884 | 2 | 03/15/2009 | Customer Dispute | Dismissed | $2,700.00 | $0.00 | See FINRA Report |