Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lynn K Tsang | 5754911 | 1 | 07/08/2024 | Customer Dispute | Closed-No Action | $52,421.60 | $0.00 | See FINRA Report |
| Robert Ivan Schwartz | 1306571 | 3 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Kevin Robert Cohen | 6403602 | 1 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Maria Isabel Cancel | 2736045 | 1 | 07/05/2023 | Customer Dispute | Closed-No Action | $51,061.50 | $0.00 | See FINRA Report |
| Jose R Baez | 5176552 | 1 | 03/22/2023 | Customer Dispute | Closed-No Action | $19,345.90 | $0.00 | See FINRA Report |
| Viral Nayak | 5077181 | 1 | 12/27/2022 | Customer Dispute | Closed-No Action | $37,523.00 | $0.00 | See FINRA Report |
| Paul Atala | 4864386 | 2 | 09/02/2022 | Customer Dispute | Closed-No Action | $442,000.00 | $0.00 | See FINRA Report |
| Hector Enrique Evangelista | 4042150 | 2 | 07/20/2022 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Joao Carlos Bastos | 4628555 | 2 | 07/06/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sam Lim | 6153654 | 1 | 05/20/2021 | Customer Dispute | Closed-No Action | $49,810.00 | $0.00 | See FINRA Report |