Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Norton | 2617985 | 9 | 11/19/2012 | Customer Dispute | Withdrawn | $99,999.00 | $0.00 | See FINRA Report |
| Scott Mass | 1971403 | 6 | 03/09/2012 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |