Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Scott Klein | 2865823 | 7 | 03/18/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Bruce Hurwitz | 2580461 | 1 | 03/18/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Martin Kevin Walcoe | 1593935 | 6 | 03/18/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Charles Christopher Castro | 5556780 | 2 | 11/27/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Daniel Todd Lerner | 1255769 | 13 | 07/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Maxim Tulupnikoff | 6188857 | 2 | 04/11/2022 | Investigation | $0.00 | $0.00 | See FINRA Report |