Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Henry Eden | 2145727 | 2 | 07/26/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Norton | 2617985 | 9 | 03/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Stanley Weiden | 2511824 | 1 | 02/29/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Mass | 1971403 | 6 | 11/13/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Foldhazy | 6080374 | 2 | 11/06/2023 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Joanne Benvenuta Farace | 4837013 | 1 | 10/23/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Charles Christopher Castro | 5556780 | 2 | 07/24/2023 | Customer Dispute | Pending | $99,999.00 | $0.00 | See FINRA Report |
| Joseph Robert Aspelund | 6006335 | 1 | 04/24/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Edward Kinkel | 5947093 | 1 | 03/28/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Scott Tumolo | 5129335 | 3 | 02/27/2023 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |