Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Court | 5090425 | 2 | 12/02/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Jeremiah Mullins | 1142238 | 2 | 11/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Foldhazy | 6080374 | 2 | 05/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Bourque | 7847160 | 2 | 07/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Marc Lerner | 5163045 | 1 | 11/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karlo R Yambao | 6005411 | 1 | 03/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rafael Scott Klein | 2865823 | 7 | 10/26/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Ingersoll | 7865230 | 1 | 07/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank J Geraci | 2730728 | 1 | 06/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Jeremiah Mullins | 1142238 | 2 | 03/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |