Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvatore Renaldi | 7829091 | 1 | 08/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Tumolo | 5129335 | 3 | 08/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glenn Howard Werner | 6118112 | 1 | 06/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Tumolo | 5129335 | 3 | 09/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen Bernard Holeman | 1060910 | 2 | 05/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ian Francis Kurrus | 6779804 | 1 | 03/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |