Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Lewis Morse | 341008 | 1 | 11/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Bernard Holeman | 1060910 | 2 | 06/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lerner | 307120 | 17 | 12/10/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lerner | 307120 | 17 | 01/13/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lerner | 307120 | 17 | 09/28/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Beckerman | 1077047 | 3 | 12/06/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Constance Ferreira | 1366129 | 1 | 12/06/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Spencer Cavanagh | 1494481 | 4 | 04/19/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lerner | 307120 | 17 | 08/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lerner | 307120 | 17 | 01/25/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |