Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Lewis Morse | 341008 | 1 | 11/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Bourque | 7847160 | 2 | 04/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Candice MacY Lozier | 5103211 | 1 | 05/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Joy Bruzinski | 3094489 | 3 | 01/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergey V Kovalev | 6684149 | 1 | 01/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Joy Bruzinski | 3094489 | 3 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Bernard Holeman | 1060910 | 2 | 06/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Romero | 4189970 | 1 | 04/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Joy Bruzinski | 3094489 | 3 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lerner | 307120 | 17 | 12/10/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |