Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Todd Lerner | 1255769 | 13 | 02/18/2022 | Customer Dispute | Award / Judgment | $49,999.00 | $23,480.00 | See FINRA Report |
| Robert Spencer Cavanagh | 1494481 | 4 | 04/12/2016 | Customer Dispute | Award / Judgment | $1,027,310.00 | $0.00 | See FINRA Report |
| Gary Walter Isler | 1514385 | 5 | 10/30/2015 | Customer Dispute | Award / Judgment | $162,408.00 | $20,179.70 | See FINRA Report |
| Martin Kevin Walcoe | 1593935 | 6 | 05/25/2012 | Customer Dispute | Award / Judgment | $558,777.00 | $260,000.00 | See FINRA Report |
| Alan P Chodosh | 2918542 | 1 | 05/25/2012 | Customer Dispute | Award / Judgment | $558,777.00 | $260,000.00 | See FINRA Report |
| David Lerner | 307120 | 17 | 05/25/2012 | Customer Dispute | Award / Judgment | $558,777.00 | $260,000.00 | See FINRA Report |
| John Augustine Fielding | 4452361 | 1 | 12/09/2009 | Customer Dispute | Award / Judgment | $12,000.00 | $10,000.00 | See FINRA Report |