Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Henry Eden | 2145727 | 2 | 07/26/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Rafael Scott Klein | 2865823 | 7 | 03/18/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Bruce Hurwitz | 2580461 | 1 | 03/18/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Martin Kevin Walcoe | 1593935 | 6 | 03/18/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Norton | 2617985 | 9 | 03/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Stanley Weiden | 2511824 | 1 | 02/29/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Lewis Morse | 341008 | 1 | 11/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Christopher Castro | 5556780 | 2 | 11/27/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Scott Mass | 1971403 | 6 | 11/13/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Foldhazy | 6080374 | 2 | 11/06/2023 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |