Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Todd Lerner | 1255769 | 14 | 07/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Richard Henry Eden | 2145727 | 2 | 05/06/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Maxim Tulupnikoff | 6188857 | 2 | 04/11/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| William Lee Campbell | 1180015 | 8 | 03/17/2022 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 14 | 03/01/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 14 | 02/18/2022 | Customer Dispute | Award / Judgment | $49,999.00 | $23,480.00 | See FINRA Report |
| John Maurice Lamont | 847214 | 1 | 01/10/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Nicholas T Jembelis | 4028696 | 1 | 10/21/2021 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| Charles Christopher Castro | 5556780 | 1 | 09/28/2021 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Leon Harry Weinerman | 5998034 | 1 | 09/28/2021 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |