Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Todd Lerner | 1255769 | 13 | 01/22/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 10/16/2020 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Norton | 2617985 | 9 | 08/24/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Maxim Tulupnikoff | 6188857 | 2 | 09/19/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 08/22/2016 | Customer Dispute | Denied | $16,756.00 | $0.00 | See FINRA Report |
| Martin Kevin Walcoe | 1593935 | 6 | 08/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Mass | 1971403 | 6 | 08/08/2016 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |