Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Aaron Rocke | 2620942 | 1 | 10/08/2015 | Customer Dispute | Closed-No Action | $130,499.00 | $0.00 | See FINRA Report |
| Richard Henry Eden | 2145727 | 2 | 06/15/2015 | Customer Dispute | Closed-No Action | $297,815.00 | $0.00 | See FINRA Report |
| Martin Kevin Walcoe | 1593935 | 6 | 07/30/2014 | Customer Dispute | Closed-No Action | $90,129.80 | $0.00 | See FINRA Report |
| Michael Joseph Norton | 2617985 | 9 | 10/09/2013 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Norton | 2617985 | 9 | 05/08/2013 | Customer Dispute | Closed-No Action | $293,759.00 | $0.00 | See FINRA Report |
| Scott Mass | 1971403 | 6 | 12/23/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Rafael Scott Klein | 2865823 | 7 | 11/17/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Alan Beckerman | 1077047 | 3 | 11/14/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 03/29/2003 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Howard Hoffer | 1398357 | 1 | 10/31/2002 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |