Potomac Analytics' Logo

FINRA Broker Disclosures for David Lerner Associates, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Court5090425212/02/2014CriminalFinal Disposition$0.00$0.00See FINRA Report
John Jeremiah Mullins1142238211/01/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Joseph Robert Foldhazy6080374205/02/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Anthony Bourque7847160207/16/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Marc Lerner5163045111/13/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Karlo R Yambao6005411103/16/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Rafael Scott Klein2865823710/26/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
John Ingersoll7865230107/28/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Frank J Geraci2730728106/11/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
John Jeremiah Mullins1142238203/16/1989CriminalFinal Disposition$0.00$0.00See FINRA Report

10 Results

Display: