Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dale Frank | 4174441 | 1 | 10/01/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Darryl Askew | 2348802 | 1 | 08/25/2010 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Dominic Lopez | 2688403 | 1 | 05/21/2010 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Donald Perkin | 3127791 | 2 | 05/21/2010 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Jordan Royce Matthews | 2788154 | 1 | 07/02/2009 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| David Scott Culver | 2851437 | 1 | 11/17/2008 | Customer Dispute | Withdrawn | $265,643.00 | $0.00 | See FINRA Report |
| Joseph A Presa | 1207548 | 1 | 10/23/2008 | Customer Dispute | Withdrawn | $9,147.53 | $0.00 | See FINRA Report |
| Thomas James Svenstrup | 1108026 | 2 | 10/15/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |