Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle J Woods | 6981527 | 1 | 09/29/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ethan Bondurant | 7121605 | 1 | 06/15/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Vivek Srinivasan | 7276238 | 1 | 05/21/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Matthew W Schneider | 7306197 | 1 | 09/08/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandra Elizabeth Mendoza | 5341424 | 1 | 07/18/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernard Dino Martino | 5548600 | 1 | 05/07/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neil Morgan Daniel | 5857397 | 1 | 04/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cameron Hale Irwin | 7365077 | 1 | 08/16/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Adams | 4376491 | 1 | 08/13/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chrys Papachristou | 6721074 | 1 | 04/05/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |