Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lavor Kareen Holmes | 6182284 | 2 | 07/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kyle Jeffrey Smith | 6411194 | 1 | 05/05/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gregory Thomas Milam | 6458569 | 1 | 03/26/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Robert William Fort | 2505390 | 2 | 12/21/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Martin Hoffman | 2286602 | 1 | 11/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Korina Leslie Adams | 7276125 | 1 | 10/23/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher E Gabrial | 5311556 | 1 | 08/29/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Anthony Barboza | 7456395 | 1 | 08/09/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Chad Ceman | 6864912 | 1 | 08/07/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Jay Pando | 6488881 | 2 | 06/14/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |