Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Michael Peace | 4055663 | 1 | 04/28/2022 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| Jayme Ann Cross | 2738842 | 1 | 09/15/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig K Thompson | 2342511 | 1 | 01/25/2021 | Customer Dispute | Closed-No Action | $413,446.00 | $0.00 | See FINRA Report |
| Patricia J Holdman | 5089863 | 1 | 04/20/2020 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Madeline Olivia McCarthy | 6528306 | 1 | 04/07/2020 | Customer Dispute | Closed-No Action | $6,792.71 | $0.00 | See FINRA Report |
| Thomas C Williamson | 5562323 | 1 | 04/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew K Panke | 2227976 | 2 | 03/26/2020 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Michael Louis Young | 6404944 | 1 | 02/16/2018 | Customer Dispute | Closed-No Action | $10,050.00 | $0.00 | See FINRA Report |
| Dean Joseph Huwe | 2384929 | 1 | 01/30/2018 | Customer Dispute | Closed-No Action | $14,500.00 | $0.00 | See FINRA Report |
| Aaron Scott Harvey | 5119744 | 1 | 07/31/2017 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |