Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Huger Noble | 6068960 | 1 | 12/06/2022 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 1 | 10/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher William Morris | 7523223 | 2 | 09/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurin Elizabeth Starck | 4465925 | 3 | 09/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frederik Pioro | 4880638 | 1 | 07/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Denise Lynn Pioro | 5401410 | 1 | 07/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kordel B Drake | 2637927 | 1 | 05/25/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Candela | 4704815 | 1 | 03/25/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Brenden T King | 6685362 | 1 | 03/25/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| David Cabrera | 7554747 | 1 | 01/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |