Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aimee Michelle Carlisle | 7241520 | 6 | 09/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| German Ivan Funes | 6418771 | 1 | 07/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Walter Kirwan | 5263053 | 2 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tyler L Estrada | 6559273 | 3 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason R Young | 3084079 | 2 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael James Maniscalco | 2994430 | 1 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Wright | 2194977 | 2 | 06/14/2024 | Customer Dispute | Pending | $5,700.00 | $0.00 | See FINRA Report |
| Richard Sica | 1756940 | 3 | 06/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Deo Rampersaud | 7809680 | 5 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Cappuccio | 5530949 | 1 | 05/09/2024 | Customer Dispute | Pending | $2,700,000.00 | $0.00 | See FINRA Report |