Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harlan Jason Shulevitz | 6336369 | 1 | 12/07/2022 | Customer Dispute | Denied | $721,500.00 | $0.00 | See FINRA Report |
| Stephen Huger Noble | 6068960 | 1 | 12/06/2022 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Charles Solomon | 1731092 | 1 | 12/05/2022 | Customer Dispute | Denied | $30,067.20 | $0.00 | See FINRA Report |
| Timothy Israel Forrester | 6863712 | 1 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| David Lawrence Russakov | 3000980 | 3 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| Paul Analovitch | 4025108 | 2 | 10/24/2022 | Customer Dispute | Settled | $42,692.90 | $0.00 | See FINRA Report |
| Jacob Robert Warner | 5443767 | 1 | 09/19/2022 | Customer Dispute | Settled | $21,328.00 | $0.00 | See FINRA Report |
| Michael Jay Schmale | 5279056 | 1 | 08/24/2022 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| John Michael Redhead | 6969748 | 1 | 07/15/2022 | Customer Dispute | Denied | $30,050.00 | $0.00 | See FINRA Report |
| Michael Moerler | 2149982 | 2 | 07/14/2022 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |