Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Thomas Calabresi | 6554389 | 1 | 07/26/2024 | Customer Dispute | Denied | $1,470,180.00 | $0.00 | See FINRA Report |
| Natalie V Kotroba | 2719947 | 2 | 07/17/2024 | Customer Dispute | Settled | $26,008.00 | $0.00 | See FINRA Report |
| Jason R Young | 3084079 | 2 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael James Maniscalco | 2994430 | 1 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Wright | 2194977 | 2 | 06/14/2024 | Customer Dispute | Pending | $5,700.00 | $0.00 | See FINRA Report |
| Christine Michelle Amato | 1048739 | 1 | 06/12/2024 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Richard Sica | 1756940 | 3 | 06/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Hess | 1621159 | 1 | 05/22/2024 | Customer Dispute | Denied | $123,383.00 | $0.00 | See FINRA Report |
| Ronald Cappuccio | 5530949 | 1 | 05/09/2024 | Customer Dispute | Pending | $2,700,000.00 | $0.00 | See FINRA Report |
| Jay P Cheney | 5553870 | 2 | 04/28/2024 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |