Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Tanney | 5797423 | 1 | 01/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua William Doyle | 7483418 | 1 | 02/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesus Solis Jr | 7175938 | 7 | 07/09/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jessica Silverman | 5786811 | 2 | 06/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jessica Silverman | 5786811 | 2 | 06/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Dell Herron | 5393877 | 1 | 04/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chaiti Chatterjee | 5405823 | 1 | 04/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyler T Marion | 7235204 | 2 | 03/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Michael Kronschnabl | 4346610 | 1 | 01/09/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathan Robert Schroeder | 6351765 | 1 | 07/13/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |