Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Jack | 4137744 | 1 | 07/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phatsany Pongphachanxay | 5897852 | 2 | 07/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Megan Ann Aarons | 6005943 | 3 | 07/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Anthony Stankovich | 7670684 | 1 | 06/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Minh Ngo | 2494453 | 6 | 06/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hannah Elizabeth McMillan | 5184502 | 5 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edgar Shillingburg | 6338916 | 1 | 04/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antoinette Breschel Baxter | 6119399 | 1 | 04/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Albert Gamez | 4951937 | 1 | 03/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heather Jones | 7664208 | 1 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |