Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jenny Ranee Goodall | 7274137 | 1 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bonny Barbara Collins | 4016241 | 1 | 11/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Misiona Fitu | 6937558 | 1 | 08/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denise Castillo | 2827931 | 1 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela Ann Johnson | 4158875 | 3 | 07/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Parker Rhodes | 1570758 | 2 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Parker Rhodes | 1570758 | 2 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Michel Perkins | 7442446 | 2 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Parker Flanigan | 7508587 | 1 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer D Perton | 5272646 | 1 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |