Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aimee Michelle Carlisle | 7241520 | 6 | 09/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael James Jack | 4137744 | 1 | 07/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trevor Dillon Parker | 6413704 | 1 | 07/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| German Ivan Funes | 6418771 | 1 | 07/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Calabresi | 6554389 | 1 | 07/26/2024 | Customer Dispute | Denied | $1,470,180.00 | $0.00 | See FINRA Report |
| Kevin Walter Kirwan | 5263053 | 2 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 07/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phatsany Pongphachanxay | 5897852 | 2 | 07/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Megan Ann Aarons | 6005943 | 3 | 07/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Natalie V Kotroba | 2719947 | 2 | 07/17/2024 | Customer Dispute | Settled | $26,008.00 | $0.00 | See FINRA Report |