Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Caroline Elizabeth Ehlers | 7410093 | 1 | 01/04/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Harlan Jason Shulevitz | 6336369 | 1 | 12/07/2022 | Customer Dispute | Denied | $721,500.00 | $0.00 | See FINRA Report |
| Stephen Huger Noble | 6068960 | 1 | 12/06/2022 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Jenny Ranee Goodall | 7274137 | 1 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Solomon | 1731092 | 1 | 12/05/2022 | Customer Dispute | Denied | $30,067.20 | $0.00 | See FINRA Report |
| Timothy Israel Forrester | 6863712 | 1 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| David Lawrence Russakov | 3000980 | 3 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| Frederick Allen Williams | 2942084 | 9 | 11/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bonny Barbara Collins | 4016241 | 1 | 11/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Allen Williams | 2942084 | 9 | 11/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |