Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aimee Michelle Carlisle | 7241520 | 6 | 09/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Trevor Dillon Parker | 6413704 | 1 | 07/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| German Ivan Funes | 6418771 | 1 | 07/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Walter Kirwan | 5263053 | 2 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 07/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler L Estrada | 6559273 | 3 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| April Jennifer Paniagua | 7021054 | 2 | 07/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Raymond Pappas | 7368883 | 2 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deo Rampersaud | 7809680 | 5 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erik Talmage | 7012796 | 1 | 04/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |