Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harlan Jason Shulevitz | 6336369 | 1 | 12/07/2022 | Customer Dispute | Denied | $721,500.00 | $0.00 | See FINRA Report |
| Charles Solomon | 1731092 | 1 | 12/05/2022 | Customer Dispute | Denied | $30,067.20 | $0.00 | See FINRA Report |
| Timothy Israel Forrester | 6863712 | 1 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| David Lawrence Russakov | 3000980 | 3 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| Michael Jay Schmale | 5279056 | 1 | 08/24/2022 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| John Michael Redhead | 6969748 | 1 | 07/15/2022 | Customer Dispute | Denied | $30,050.00 | $0.00 | See FINRA Report |
| Michael Moerler | 2149982 | 2 | 07/14/2022 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Jose Antonio Valle | 4551456 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Charles S Aten | 3205620 | 2 | 06/06/2022 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Brian Vincent Esposito | 2308788 | 1 | 03/30/2022 | Customer Dispute | Denied | $19,680.00 | $0.00 | See FINRA Report |