Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Thomas Calabresi | 6554389 | 1 | 07/26/2024 | Customer Dispute | Denied | $1,470,180.00 | $0.00 | See FINRA Report |
| Christine Michelle Amato | 1048739 | 1 | 06/12/2024 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| David Lawrence Hess | 1621159 | 1 | 05/22/2024 | Customer Dispute | Denied | $123,383.00 | $0.00 | See FINRA Report |
| Jay P Cheney | 5553870 | 2 | 04/28/2024 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Barry Reid Skolak | 3054173 | 1 | 11/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathy Ann Borkovec | 1867575 | 2 | 11/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan James Halvorsen | 4533150 | 2 | 07/29/2023 | Customer Dispute | Denied | $18,700.00 | $0.00 | See FINRA Report |
| Robert Edwin Heller | 3259506 | 1 | 07/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rylan Jeffrey Wistrom | 6192703 | 1 | 07/15/2023 | Customer Dispute | Denied | $155,000.00 | $0.00 | See FINRA Report |
| Andrea Collins | 4975990 | 1 | 06/13/2023 | Customer Dispute | Denied | $18,141.10 | $0.00 | See FINRA Report |