Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lavor Kareen Holmes | 6182284 | 2 | 07/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kyle Jeffrey Smith | 6411194 | 1 | 05/05/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gregory Thomas Milam | 6458569 | 1 | 03/26/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Martin Hoffman | 2286602 | 1 | 11/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |