Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle J Woods | 6981527 | 1 | 09/29/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ethan Bondurant | 7121605 | 1 | 06/15/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Vivek Srinivasan | 7276238 | 1 | 05/21/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |