Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Analovitch | 4025108 | 2 | 10/24/2022 | Customer Dispute | Settled | $42,692.90 | $0.00 | See FINRA Report |
| Jacob Robert Warner | 5443767 | 1 | 09/19/2022 | Customer Dispute | Settled | $21,328.00 | $0.00 | See FINRA Report |
| Charles Joseph Reyes | 6477297 | 1 | 06/26/2022 | Customer Dispute | Settled | $11,495.40 | $0.00 | See FINRA Report |
| Michael Peter Illari | 4919091 | 1 | 06/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Bryce Covington | 4303657 | 2 | 04/27/2022 | Customer Dispute | Settled | $12,256.00 | $0.00 | See FINRA Report |
| Justin C Sinnott | 4047080 | 1 | 04/27/2022 | Customer Dispute | Settled | $12,256.00 | $0.00 | See FINRA Report |
| Christian Edwin Zepeda | 4650937 | 1 | 03/16/2022 | Customer Dispute | Settled | $11,039.70 | $0.00 | See FINRA Report |
| Michael Curtis Fordham | 5489430 | 1 | 02/26/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Drake S Beck | 6068254 | 1 | 02/15/2022 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Jonathan Michael Kimbrough | 6897783 | 1 | 01/31/2022 | Customer Dispute | Settled | $17,283.00 | $0.00 | See FINRA Report |