Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Natalie V Kotroba | 2719947 | 2 | 07/17/2024 | Customer Dispute | Settled | $26,008.00 | $0.00 | See FINRA Report |
| Carlo Enrico Freese | 3139396 | 2 | 09/22/2023 | Customer Dispute | Settled | $24,776.30 | $0.00 | See FINRA Report |
| Gus Miller Mask | 5359820 | 1 | 07/27/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Linett Adriana Batiste | 7021032 | 1 | 07/20/2023 | Customer Dispute | Settled | $109,820.00 | $0.00 | See FINRA Report |
| Paul Analovitch | 4025108 | 2 | 10/24/2022 | Customer Dispute | Settled | $42,692.90 | $0.00 | See FINRA Report |
| Jacob Robert Warner | 5443767 | 1 | 09/19/2022 | Customer Dispute | Settled | $21,328.00 | $0.00 | See FINRA Report |
| Kelly Scott Gillikin | 6847210 | 1 | 08/16/2022 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Charles Joseph Reyes | 6477297 | 1 | 06/26/2022 | Customer Dispute | Settled | $11,495.40 | $0.00 | See FINRA Report |
| Michael Peter Illari | 4919091 | 1 | 06/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin C Sinnott | 4047080 | 1 | 04/27/2022 | Customer Dispute | Settled | $12,256.00 | $0.00 | See FINRA Report |