Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincenzo Azzinnari | 4504578 | 1 | 03/11/2024 | Customer Dispute | Settled | $6,042.57 | $0.00 | See FINRA Report |
| Freddy Garcia | 3227457 | 1 | 07/25/2022 | Customer Dispute | Settled | $146,453.00 | $0.00 | See FINRA Report |
| Luisa Gonzalez | 2765208 | 3 | 05/21/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard James Rugel | 3200986 | 1 | 05/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Charles Adam | 2014689 | 1 | 01/29/2019 | Customer Dispute | Settled | $2,646,780.00 | $0.00 | See FINRA Report |
| Jack Christopher Manganiello | 4496437 | 1 | 01/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin Matthew Klass | 4946396 | 1 | 10/10/2017 | Customer Dispute | Settled | $326,000.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 10/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Westerfield | 4900861 | 2 | 03/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edwin George Colvin | 1363448 | 1 | 01/22/2015 | Customer Dispute | Settled | $20,570.70 | $0.00 | See FINRA Report |