Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Allen Jacobs | 256420 | 7 | 07/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rustan Cooley Thayer | 5139029 | 1 | 05/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Castaneda | 5917524 | 1 | 08/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip John Bucaro | 2171289 | 2 | 09/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Bentley Wold | 1710944 | 3 | 12/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Maitland Kingsley | 1744429 | 1 | 01/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Piche Vanassche | 2223218 | 2 | 04/09/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Virginia Bussard Barausky | 2469945 | 1 | 09/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacen Darrel Work | 2647664 | 1 | 06/17/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alain Evan Wittman | 2823993 | 1 | 11/08/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |