Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Bruce Villi | 1987533 | 5 | 01/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
James Wesley Greenwell | 6484990 | 1 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony D Congdon | 4914210 | 1 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ryan Michael Reckner | 5114219 | 2 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patrick Joseph Kane | 2108665 | 2 | 04/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Abigail Rosenberger | 7183403 | 5 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Abigail Rosenberger | 7183403 | 5 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patrick Joseph Kane | 2108665 | 2 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Abigail Rosenberger | 7183403 | 5 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Abigail Rosenberger | 7183403 | 5 | 06/27/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |