Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mario Manuel Montalvo | 4665058 | 3 | 12/30/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Patrick Joseph Kane | 2108665 | 2 | 04/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Amy M Barcomb | 5097944 | 1 | 05/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |