Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sanford Allen Schmidt | 1163559 | 2 | 02/01/2024 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Villi | 1987533 | 5 | 01/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Kane | 2108665 | 2 | 04/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 06/27/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amy M Barcomb | 5097944 | 1 | 05/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |