Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aubrey John Richard Elam | 7821360 | 1 | 03/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Allan Heidt | 5180764 | 2 | 01/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas E Banks | 7784663 | 1 | 08/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Nash | 7227476 | 1 | 01/19/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Alice Spancers | 2128601 | 1 | 04/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Bashein | 7672339 | 1 | 04/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Thomas Gilbert | 4844148 | 1 | 08/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Wilson | 5015719 | 1 | 06/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Nakowicz | 6899772 | 1 | 01/14/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Dewayne Thacker | 5394647 | 1 | 09/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |